Almost a third of consumers who have heard of Consumer Duty feel they had received less clear financial advice in the last six months.
Related topic: Regulation
Chet Velani, managing director at EV, looks at the FCA’s upcoming thematic review of retirement income advice and why the review should act as a wake up call to advisers around...
Rachel Shaw from workplace relationships specialist, CMP, explores how the financial services industry can deliver on the FCA's diversity and inclusion targets.
The assessment aims to protect brokers from any potential future claims relating to capacity.
The tests allow firms to identify further training opportunities for staff.
The regulator is requesting information from firms about delivery of their ongoing advice services and the Consumer Duty.
Huisamen signed off on financial promotions despite his own concerns about LCF’s strategy.
Eleanor Rowswell, partner, and Katy Ruddell, senior counsel at Farrer & Co, explore what the FCA’s probe into bullying, sexual harassment, and discrimination might mean for...
The PRA says fine, the second highest ever imposed by the regulator, "reflects the seriousness of the failings".
The firm sent more than 31,000 text messages without valid consent.