16th July 2025
Barclays has agreed to make a voluntary payment of £6.3 million to WealthTek’s clients.
Barclays has agreed to make a voluntary payment of £6.3 million to WealthTek’s clients.
This eighth enforcement case brought by the FCA concludes its investigations into cum-ex trading.
The regulator has fined Arian Financial for failings relating to cum-ex trading.
Metro automated the monitoring of customer transactions for potential financial crime, however, the system did not work as intended