Rob Mason, director of regulatory intelligence at communications compliance firm Global Relay, examines the FCA’s latest findings on off-channel communications and why senior...
Rob Mason, director of regulatory intelligence at communications compliance firm Global Relay, examines the FCA’s latest findings on off-channel communications and why senior...
Sarah Jackman, employment law counsel, and Katharine Harle, partner in the UK regulatory and investigations team at Dentons, say they have noticed a major spike in requests for advice...
Charlotte Allen, chief compliance and risk officer at Key Group, explores the regulatory landscape - headwinds and tailwinds - for advisers in the later life lending market and the...
Overall, IFAs think the Review will bring positive changes for clients.
Investors were offered impossibly high returns of 1.4% a day, 7% a week or 350% a year.
Intermediaries don’t favour proposals for banks to take more risks.
The announcement follows last Friday’s landmark ruling by the Supreme Court.
The PRA says any amendments it decides to take forward "would represent less complex regulatory requirements for many firms".
Investors were promised fixed returns and told the scheme was backed by the UK Government, claims the FCA considers were false or misleading.
The PRA fines Barents Reinsurance £1,785,000 for internal controls, governance and reporting failures.
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