All Regulation Stories

The audit trail creates a tamper-resistant "golden record" of the advice journey, ensuring that firms are always audit-ready without the need for manual archiving.

The current approach to AI in financial services risks "serious harm" to consumers and the wider system, the report argues.

Reynolds advised his customers to invest in high-risk and unsuitable products while at the same time hiding high exit fees and forging documents. 

On another occasion, he used inside information to avoid a loss.

Ahmed Bawa, CEO of Rosemount Financial Solutions (IFA), says properly advised borrowing is a powerful safeguard in its own right, and as an industry we must be championing that...

Currie faces a default prison sentence of up to three years if he doesn't pay within three months.

The proposals aim to make it clearer how pensions perform, what they cost and the quality of service.

The company later went into liquidation due to a £1.5bn debt pile.

71% see growing demand for advice as the biggest opportunity and 65% cite government action and policy as their top concern.

Simon Harrington, head of public affairs at the Personal Investment Management & Financial Advice Association (PIMFA), outlines some of the shortcomings of targeted support and...