11th April 2024 FCA initiates regulatory enforcement action against Woodford Over 300,000 investors were affected by the equity fund’s collapse four years ago.
10th April 2024 FCA introduces new rules for mortgage lenders as 7.4m still... The regulator is incorporating aspects of its tailored support guidance (TSG) into its rulebook.
9th April 2024 FCA to increase adviser fees by 8.75% this year Minimum and flat rate fees are rising following a freeze last year.
4th April 2024 FCA recovers £1.6m from alleged unlawful investment schemes The firm took £2.8m as deposits under loan agreements and/or as part of an unauthorised collective investment scheme.
4th April 2024 Twenty7tec partners with EV to help advisers meet Consumer Duty... The tool aims to help advisers fulfil the consumer understanding outcome of the FCA’s Consumer Duty.
28th March 2024 Two advisers avoid prison for roles in £3m mortgage fraud The pair received suspended prison sentences for dishonestly inflating applicants' income in their mortgage applications.
28th March 2024 New vulnerability checklist launches to help firms meet Consumer... The FCA recently launched a review innto how firms approach and treat customers in vulnerable circumstances.
26th March 2024 FCA launches new guidance for financial services advertising FCA warns firms and finfluencers to keep their social media ads lawful.
25th March 2024 123,000 mortgage holders reduce rates under Mortgage Charter: FCA The FCA has provided the first publication of data from firms who have signed up to the Government’s Mortgage Charter.
20th March 2024 FCA tells advisers to improve retirement income support The regulator found that some firms were not taking account of the needs of their customers.