Related topic: FCA

The top allegations related to compliance, fitness propriety, and culture of organisation.

Rob Mason, director of regulatory intelligence at communications compliance firm Global Relay, examines the FCA’s latest findings on off-channel communications and why senior...

Sarah Jackman, employment law counsel, and Katharine Harle, partner in the UK regulatory and investigations team at Dentons, say they have noticed a major spike in requests for advice...

Charlotte Allen, chief compliance and risk officer at Key Group, explores the regulatory landscape - headwinds and tailwinds - for advisers in the later life lending market and the...

Overall, IFAs think the Review will bring positive changes for clients.

Advisers are urged to focus on the Consumer Duty challenge posed by the inclusion of unused pension funds in estates.

Investors were offered impossibly high returns of 1.4% a day, 7% a week or 350% a year.

Intermediaries don’t favour proposals for banks to take more risks.

The announcement follows last Friday’s landmark ruling by the Supreme Court.

WEIF value dropped from £10.1bn (May 2017) to £3.6bn (pre-suspension)