The firm took £2.8m as deposits under loan agreements and/or as part of an unauthorised collective investment scheme.
Related topic: FCA
The tool aims to help advisers fulfil the consumer understanding outcome of the FCA’s Consumer Duty.
The pair received suspended prison sentences for dishonestly inflating applicants' income in their mortgage applications.
The FCA recently launched a review innto how firms approach and treat customers in vulnerable circumstances.
FCA warns firms and finfluencers to keep their social media ads lawful.
The FCA has provided the first publication of data from firms who have signed up to the Government’s Mortgage Charter.
The regulator found that some firms were not taking account of the needs of their customers.
The regulator has decided on a £5.95m fine and industry ban for Nailesh Teraiya in latest cum-ex case.
The FCA is seeking to understand whether consumers most susceptible to harm are receiving good outcomes.
The regulator has also banned a director and adviser at the firm.