Related topic: Regulation

The review highlights the importance of the effective management of group-wide risks and due diligence in the acquisition process.

The new solution aims to support compliance with a single, integrated platform.

Home finance complaints fell by 6%, while trust-based pension complaints rose 38%.

The FCA says he "knew his conduct amounted to insider dealing, abusing his position of trust".

Financial advisers are increasingly embracing artificial intelligence (AI) to streamline operations and improve client service, but poor data quality and ongoing regulatory pressures...

The UK’s prudential regulatory approach is holding back the country’s homegrown challenger banks, creating an uneven playing field and undermining their international...

Norton says the appointment will support its long-term growth, regulatory confidence and delivery of good customer outcomes.

However, people are now expected to receive around £700 on average, below the initial estimate of £950.

Investors were offered impossibly high returns of 1.4% a day, 7% a week or 350% a year.

Two CMCs have agreed to change their exit fee policies and two others have agreed not to take on clients until they’re able to show they comply with FCA rules.