The new framework aims to shift the focus from costs to long term value.

The firms bought properties and rented them back to the sellers without FCA authorisation.

75% of financial advisers say serving small clients is becoming a significant challenge.

The regulator wants to identify rules which could be removed or simplified if they overlap with the Consumer Duty.

Rory Joseph and Sebastian Murphy, directors at JLM Mortgage Services, explore how the Consumer Duty has presented both challenges and opportunities for smaller mortgage advisory...

Duncan Campbell, financial regulation senior associate, and Oliver Palmer, financial regulation managing associate at Linklaters, explain how firms can be equipped to assess their...

Andrew Gething, managing director at MorganAsh, says that while identifying vulnerable clients is an onerous requirement of Consumer Duty, just as important is what an adviser should...

Health insurers and pension providers are receiving the poorest reviews from customers.

The e-book covers how the new regime will impact advisory firms, particularly in terms of new investment labels, their meaning, and the expectations placed on advisers.

James Tyler, of counsel, and Julia Steinhardt, associate at Peters & Peters, explore the recent climate-related enforcement investigation opened by the FCA and why the regulator is...