The assessment aims to protect brokers from any potential future claims relating to capacity.

The tests allow firms to identify further training opportunities for staff.

The regulator is requesting information from firms about delivery of their ongoing advice services and the Consumer Duty.

Huisamen signed off on financial promotions despite his own concerns about LCF’s strategy.

Eleanor Rowswell, partner, and Katy Ruddell, senior counsel at Farrer & Co, explore what the FCA’s probe into bullying, sexual harassment, and discrimination might mean for...

The PRA says fine, the second highest ever imposed by the regulator, "reflects the seriousness of the failings".

The firm sent more than 31,000 text messages without valid consent.

The Advisers’ Sustainability Group will report on how the advice sector can be supported in delivering good practice in the second half of 2024.

Jonathan Barrett, CEO and co-founder of Comentis, explores how Consumer Duty helped to identify and meet the needs of vulnerable clients in 2024 but what more can be done to support...